Description:
Introduction 1 Part 1: Getting Started with the SIE Exam 5 Chapter 1: Introducing the SIE (Securities Industry Essentials) Exam 7 Chapter 2: Preparing for the SIE Exam 19 Chapter 3: Examining and Mastering Question Types 31 Chapter 4: Surviving Test Day 41 Part 2: Mastering Basic Security Investments 47 Chapter 5: Securities Underwriting: The Process and the Team Players 49 Chapter 6: Equity Securities: Corporate Ownership 63 Chapter 7: Debt Securities: Corporate and U.S Government Loans 81 Chapter 8: Municipal Bonds: Local Government Securities 99 Part 3: Delving Deeper: Security Investments with a Twist 121 Chapter 9: Delivering Diversification with Packaged Securities 123 Chapter 10: Working with Direct Participation Programs and REITs 143 Chapter 11: Options: Understanding the Basics of Puts and Calls 155 Part 4: Playing Nicely: Serving Your Customers and Following the Rules 179 Chapter 12: Customer Accounts: Doing the Right Thing 181 Chapter 13: Securities Analysis: Doing a Little Market Research 197 Chapter 14: Securities Markets: Taking Orders and Executing Trades 217 Chapter 15: Making Sure the IRS Gets Its Share 231 Chapter 16: Rules and Regulations: No Fooling Around 243 Part 5: Putting Your Knowledge to Good Use: Practice Exams 279 Chapter 17: Bring It On: Practice Exam 1 281 Chapter 18: Answers and Explanations to Practice Exam 1 295 Chapter 19: Nothing But Net: Practice Exam 2 305 Chapter 20: Answers and Explanations to Practice Exam 2 321 Part 6: The Part of Tens 333 Chapter 21: Ten SIE Exam Traps to Avoid 335 Chapter 22: Ten Ways to Start Your Career Off Right 339 Index 343
Expand description
Product notice
Returnable at the third party seller's discretion and may come without consumable supplements like access codes, CD's, or workbooks.
Seller | Condition | Comments | Price |
|
KuleliBooks
Acceptable |
$24.85
|
|
Bonita
Good
|
$64.26
|
|
Bonita
New
|
$102.21
|
Please Wait